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Robert Patrick Higgins

Wells Fargo Advisors Financial Network, LLC

Fort Wayne, IN

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-06-22
TX RA APPROVED 2026-06-22
  • IN RA
    APPROVED
    Since 2026-06-22
  • TX RA
    APPROVED
    Since 2026-06-22

Branch Locations

110 East Wayne Street Office 1208 12Th Fl, Fort Wayne, IN 46802 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Fort Wayne IN 06/2016 03/2018
Fifth Third Securities Fort Wayne IN 06/2016 03/2018
Wells Fargo Clearing Services Llc Fort Wayne IN 03/2018 06/2026
Wells Fargo Advisors Financial Network, Llc Fort Wayne IN 06/2026 Present
Previous Registrations
  • 2018-04-11 → 2026-06-22
    Wells Fargo Clearing Services, Llc
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
  • 2016-07-19 → 2018-04-06
    Fifth Third Securities, Inc.
    Fort Wayne, IN
  • 2012-10-01 → 2014-08-05
    J.P. Morgan Securities Llc
    Fort Wayne, IN
    New Haven, IN
    Fort Wayne, IN
    Fort Wayne, IN
  • 2010-03-05 → 2012-10-01
    Chase Investment Services Corp.
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
  • 2008-02-05 → 2010-03-05
    Wells Fargo Investments, Llc
    Fort Wayne, IN
    Fort Wayne, IN
Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, FORT WAYNE, IN, START: 3/6/2024, LESS THAN 1 HOUR A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-04
  • S66 Uniform Combined State Law Examination
    2008-02-04

View on SEC IAPD

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