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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2017-08-03 |
| TX | RA | APPROVED_RES | 2014-10-02 |
| MD | RA | APPROVED | 2011-10-31 |
Branch Locations
60 Market Street Suite 201, Gaithersburg, MD 20878 • United States
1765 Greensboro Station Place, 9Th Floor, Mclean, VA 22102 • United States
2 Wisconsin Circle, Suite 700, Chevy Chase, MD 20815 • United States
Potomac, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 03/2010 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2011 | Present |
1) CIRA 1776 PLEASANT PLAIN ROAD, FAIRFIELD, IA, 03/2010 AS ADVISORY REP OF AN RIA, INV REL, 60 HR/MO, 20 HR/MO TRADING. 2) CAPITOL RETIREMENT STRATEGIES, 220 MAIN ST, STE 200, GAITHERSBURG, MD, 01/1998, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 80 HR/MO, 80 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-29 |
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