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Tiffany Marie Burroughs

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 5447151

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-06-18
TX RA APPROVED 2018-09-21
  • MO RA
    APPROVED
    Since 2024-06-18
  • TX RA
    APPROVED
    Since 2018-09-21

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co.,Inc Lee's Summit MO 05/2012 Present
Charles Schwab Bank Lee's Summit MO 01/2018 Present
Charles Schwab Premier Bank Lee's Summit MO 05/2019 Present
Charles Schwab Trust Bank Lee's Summit MO 05/2019 Present
  • 05/2012 → Present
    Charles Schwab & Co.,Inc
    Lee's Summit, MO
  • 01/2018 → Present
    Charles Schwab Bank
    Lee's Summit, MO
  • 05/2019 → Present
    Charles Schwab Premier Bank
    Lee's Summit, MO
  • 05/2019 → Present
    Charles Schwab Trust Bank
    Lee's Summit, MO
Other Businesses

Tiffany Burroughs DBA/Witchy Kitschy Cat | NOT INVESTMENT-RELATED | FORT WORTH, TX 76137 | RETAIL | OWNER | 11/01/2020 | LESS THAN 20 HPM | NONE DURING TRADING HOURS | Owner/creator for handmade art, jewelry and clothing. Also resell of vintage items.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-30
S63 Uniform Securities Agent State Law Examination 2008-09-22
  • S66 Uniform Combined State Law Examination
    2014-06-30
  • S63 Uniform Securities Agent State Law Examination
    2008-09-22

View on SEC IAPD

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