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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-10-25 |
| CA | RA | APPROVED | 2010-09-16 |
Branch Locations
301 University Ave [Vd-Rbo], Palo Alto, CA 94301 • United States
400 Hamilton Ave, Palo Alto, CA 94301 • United States
San Mateo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Palo Alto | CA | 07/2006 | Present |
| Wells Fargo Advisors Llc | Palo Alto | CA | 08/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Palo Alto | CA | 11/2016 | Present |
POSHMARK; NOT INVESTMENT RELATED; REDWOOD CITY,CA; SELLER; START DATE 06/01/2017; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; SELLING PERSONAL CLOTHING ITEMS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-05 |
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