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Current Employers
Glenmore Financial, Inc, Lifesighted

Hermosa Beach, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-23
  • CA RA
    APPROVED
    Since 2025-04-23

Branch Locations

Hermosa Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Glenmore Financial, Inc. Pacific Palisades CA 10/2007 Present
  • 10/2007 → Present
    Glenmore Financial, Inc.
    Pacific Palisades, CA
Other Businesses

Employed as a seasonal tax preparer at Tristar Income Tax Service 201 Continental Blvd., Suite 310, El Segundo, CA 90245. This business is not investment related. Approximately 250 hours in total per year are devoted to this outside activity, all during the months of February, March and April. Approximately 120 of those hours are during securities trading hours. This additional seasonal employment commenced in February, 2010. This employment activity assists approximately 200 tax clients in the preparation of their individual tax returns.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-05
  • S65 Uniform Investment Adviser Law Examination
    2001-06-05
Designations

View on SEC IAPD

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