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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-15 |
| CT | RA | APPROVED | 2019-12-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 09/2019 | Present |
| Mufg Securities Americas | New York | NY | 11/2014 | 07/2018 |
| Unemployed | Fairfield | CT | 08/2018 | 08/2019 |
| New York University | New York | NY | 09/2016 | 01/2017 |
I*: 2152258Entity Type: CharitableName of OBA: Building One CommunityAddress: Stamford, CT 06902Investment Related: NoPosition, Title, Association: Board memberEmployee Start Date: 01/15/2025Number of Hours: 4 hrs mthlyNumber of Hours during trading: 0 Duties: Board member I*4519278 Entity Type: Entity Charitable Name of OBA: University of New Haven Transformative Leadership program Address: West Haven, Connecticut, 6516 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/01/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: I will serve on the advisory board of this academic program. The program¿s advisory board is composed of experienced leaders and industry professionals who provide strategic guidance, ensuring the curriculum remains relevant, impactful, and aligned with real¿world leadership challenges. The academic program is called the Transformative Leadership Program through the University of New Haven. The Transformative Leadership Certificate Program, The Adaptive Architect, is built for leaders navigating a new era of permanent acceleration. Participants learn how to evaluate initiatives through structured decision lenses, build stakeholder trust at scale, exercise sound judgment under pressure, coach teams through AI driven change, architect human AI collaboration, and deliver measurable value realization. Here is a link to their website. https://zs.newhaven.edu/transformative-leadership.html Serve of their advisory board
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-19 |
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