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Denis Paska

Charles Schwab & Co., Inc.

New York City, NY

CRD 5446276

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-12
  • NY RA
    APPROVED
    Since 2022-04-12

Branch Locations

100 Broadway, New York City, NY 10005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors New York NY 07/2009 06/2020
Equitable Advisors, Llc New York NY 07/2009 10/2021
Td Ameritrade New York NY 10/2021 12/2022
Charles Schwab And Co., Inc. New York NY 12/2022 Present
Charles Schwab Bank New York NY 11/2023 Present
  • 07/2009 → 06/2020
    Axa Advisors
    New York, NY
  • 07/2009 → 10/2021
    Equitable Advisors, Llc
    New York, NY
  • 10/2021 → 12/2022
    Td Ameritrade
    New York, NY
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    New York, NY
  • 11/2023 → Present
    Charles Schwab Bank
    New York, NY
Previous Registrations
  • 2021-10-27 → 2022-12-15
    Td Ameritrade Investment Management, Llc
    New York, NY
  • 2021-10-27 → 2022-10-14
    Td Ameritrade, Inc.
    New York, NY
  • 2010-04-22 → 2021-10-07
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-24
S63 Uniform Securities Agent State Law Examination 2007-11-16
  • S65 Uniform Investment Adviser Law Examination
    2009-11-24
  • S63 Uniform Securities Agent State Law Examination
    2007-11-16
Other Names
  • Denis Paska
  • Dennis Paska
  • Denis Paska
  • Denis Paska

View on SEC IAPD

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