Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-12
FL RA APPROVED 2019-03-06
  • TX RA
    APPROVED_RES
    Since 2019-03-12
  • FL RA
    APPROVED
    Since 2019-03-06

Branch Locations

871 Venetia Bay Blvd, Venice, FL 34285 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Advisory Services Atlanta GA 08/2016 02/2018
Suntrust Investment Services, Inc. Atlanta GA 08/2016 02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Punta Gorda FL 01/2019 Present
A&M Ceramic Coating, Llc. North Port FL 04/2017 Present
  • 08/2016 → 02/2018
    Suntrust Advisory Services
    Atlanta, GA
  • 08/2016 → 02/2018
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 01/2019 → Present
    Punta Gorda, FL
  • 04/2017 → Present
    A&M Ceramic Coating, Llc.
    North Port, FL
Previous Registrations
Other Businesses

A&M CERAMIC COATING, LLC. POSITION: Member/Partner NATURE: Ceramic Coating Instalation on Cars, Bots, RVs, Planes, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/03/2017 ADDRESS: North Port FL , United States DESCRIPTION: Assist with clerical activities where needed. Assist with maintaining bank accounts and records, and any other needed activities to assist my husband with his business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-27
  • S66 Uniform Combined State Law Examination
    2009-05-27
Other Names
  • Kara Lynn Mendez
  • Kara Lynn Malone
  • Kara Malone
  • Kara Lynn Cioffi

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Venice, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor