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Brendan Robert Williams

Charles Schwab & Co., Inc.

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-10-11
  • NE RA
    APPROVED
    Since 2022-10-11

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Omaha NE 10/2007 06/2024
Td Ameritrade Investment Management, Llc Bellevue NE 01/2016 01/2019
Charles Schwab & Co., Inc. Omaha NE 10/2022 Present
  • 10/2007 → 06/2024
    Td Ameritrade, Inc.
    Omaha, NE
  • 01/2016 → 01/2019
    Td Ameritrade Investment Management, Llc
    Bellevue, NE
  • 10/2022 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
Previous Registrations
  • 2010-02-12 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Lone Tree, CO
    La Vista, NE
    Omaha, NE
  • 2010-02-12 → 2019-01-04
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-04
S63 Uniform Securities Agent State Law Examination 2008-04-09
  • S66 Uniform Combined State Law Examination
    2010-02-04
  • S63 Uniform Securities Agent State Law Examination
    2008-04-09
Other Names
  • Brendan Williams

View on SEC IAPD

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