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Current Employers
Gradient Advisors, Llc

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-06-06
  • TN RA
    APPROVED
    Since 2024-06-06

Branch Locations

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Ave Securities Brentwood TN 02/2009 02/2017
Transamerica Financial Advisors, Inc Franklin TN 08/2018 12/2023
World Financial Group, Inc. Franklin TN 04/2018 11/2023
Peachtree Planning Of Tn Brentwood TN 06/2007 03/2017
Healthcare Strategies Consulting Franklin TN 01/2000 12/2021
Legacy Financial Solutions Franklin TN 06/2004 04/2018
Pinnacle Medicare Health Insurance Warminster PA 10/2018 06/2022
Ameriestates Legal Plan Costa Mesa CA 09/2019 Present
Student Optimum Services Glendale CA 11/2021 Present
Gradient Advisors, Llc Arden Hills MN 06/2024 Present
  • 02/2009 → 02/2017
    Park Ave Securities
    Brentwood, TN
  • 08/2018 → 12/2023
    Transamerica Financial Advisors, Inc
    Franklin, TN
  • 04/2018 → 11/2023
    World Financial Group, Inc.
    Franklin, TN
  • 06/2007 → 03/2017
    Peachtree Planning Of Tn
    Brentwood, TN
  • 01/2000 → 12/2021
    Healthcare Strategies Consulting
    Franklin, TN
  • 06/2004 → 04/2018
    Legacy Financial Solutions
    Franklin, TN
  • 10/2018 → 06/2022
    Pinnacle Medicare Health Insurance
    Warminster, PA
  • 09/2019 → Present
    Ameriestates Legal Plan
    Costa Mesa, CA
  • 11/2021 → Present
    Student Optimum Services
    Glendale, CA
  • 06/2024 → Present
    Arden Hills, MN
Previous Registrations
Other Businesses

1. Reisen Advisors; Investment Related; 112 Hicks Rd Nashville TN 37221; Advisory; Owner; Investment Advisor Representative; 06/2024; 80hr/mo 80hr/mo during training; Investment Advisory 2. Reisen Financial; Investment Related; 112 Hicks Rd Nashville TN 37221; Insurance; Owner; Agent; 06/2024; 40hr/mo 40hr/mo during training; Insurance services 3. The Turning Point Group; Investment Related;112 Hicks Rd Nashville TN 37221; Insurance; Owner; Agent; 06/2024; 40hr/mo 40hr/mo during training; Insurance services 4. AmeriEstate; Not investment Related; Costa Mesa CA 92626; Estate Plan Services; Delivery Agent; Notary; 09/2018; 10hrs/mo; 0hrs/mo during trading; Notary Services 5. Notary; Not investment Related; TN; Notary Services; 01/2019; 5hrs/mo; 0hrs/mo during trading; Licensed Notary in the State of TN 6. Devon Close HOA; Not investment Related; Nashville TN 37221; HOA; Member; Board Member; 01/2023; 1hrs/mo; 0hrs/mo during trading; Neighborhood Board

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-29
S63 Uniform Securities Agent State Law Examination 2009-02-24
  • S65 Uniform Investment Adviser Law Examination
    2009-06-29
  • S63 Uniform Securities Agent State Law Examination
    2009-02-24
Other Names
  • David G Hohl

View on SEC IAPD

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