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4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-06-06 |
Branch Locations
4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Ave Securities | Brentwood | TN | 02/2009 | 02/2017 |
| Transamerica Financial Advisors, Inc | Franklin | TN | 08/2018 | 12/2023 |
| World Financial Group, Inc. | Franklin | TN | 04/2018 | 11/2023 |
| Peachtree Planning Of Tn | Brentwood | TN | 06/2007 | 03/2017 |
| Healthcare Strategies Consulting | Franklin | TN | 01/2000 | 12/2021 |
| Legacy Financial Solutions | Franklin | TN | 06/2004 | 04/2018 |
| Pinnacle Medicare Health Insurance | Warminster | PA | 10/2018 | 06/2022 |
| Ameriestates Legal Plan | Costa Mesa | CA | 09/2019 | Present |
| Student Optimum Services | Glendale | CA | 11/2021 | Present |
| Gradient Advisors, Llc | Arden Hills | MN | 06/2024 | Present |
1. Reisen Advisors; Investment Related; 112 Hicks Rd Nashville TN 37221; Advisory; Owner; Investment Advisor Representative; 06/2024; 80hr/mo 80hr/mo during training; Investment Advisory 2. Reisen Financial; Investment Related; 112 Hicks Rd Nashville TN 37221; Insurance; Owner; Agent; 06/2024; 40hr/mo 40hr/mo during training; Insurance services 3. The Turning Point Group; Investment Related;112 Hicks Rd Nashville TN 37221; Insurance; Owner; Agent; 06/2024; 40hr/mo 40hr/mo during training; Insurance services 4. AmeriEstate; Not investment Related; Costa Mesa CA 92626; Estate Plan Services; Delivery Agent; Notary; 09/2018; 10hrs/mo; 0hrs/mo during trading; Notary Services 5. Notary; Not investment Related; TN; Notary Services; 01/2019; 5hrs/mo; 0hrs/mo during trading; Licensed Notary in the State of TN 6. Devon Close HOA; Not investment Related; Nashville TN 37221; HOA; Member; Board Member; 01/2023; 1hrs/mo; 0hrs/mo during trading; Neighborhood Board
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-24 |
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