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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-15 |
| NC | RA | APPROVED | 2026-04-01 |
| TX | RA | APPROVED | 2026-04-01 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Mooresville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Richmond | VA | 10/2011 | 09/2020 |
| Northwestern Mutual Investment Services, Llc | Richmond | VA | 10/2011 | 09/2020 |
| Mark Newfield | Richmond | VA | 03/2013 | 09/2020 |
| Donald Creech | Richmond | VA | 01/2017 | 08/2018 |
| Lpl Financial, Llc | Richmond | VA | 09/2020 | 09/2022 |
| Bleakley Financial Group Llc | Richmond | VA | 06/2022 | 09/2022 |
| Private Advisor Group, Llc Dba Bleakley Financial Group Llc | Richmond | VA | 09/2020 | 05/2022 |
| Journey Strategic Wealth Llc | Summit | NJ | 09/2022 | 03/2026 |
| Hightower Advisors, Llc | Chicago | IL | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-14 |
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