Keith C. Applegate

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 04/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 05/2014 → 04/2022
  Bank Of America, N.A.
  Pennington, NJ
• 04/2022 → Present
  Fidelity Investments
  Covington, KY
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2022-07-13 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Berkeley Heights, NJ
• 2014-06-17 → 2022-05-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 2013-05-30 → 2013-08-07
  Further Lane Asset Management, Llc
  New York, NY
• 2011-11-23 → 2013-04-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Freehold, NJ

Exams

• S66 Uniform Combined State Law Examination
  2011-11-20
• S63 Uniform Securities Agent State Law Examination
  2009-11-20

Other Names

• Keith Applegate
• Keith C Applegate