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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-11-02 |
| TX | RA | APPROVED | 2021-09-29 |
Branch Locations
1105 Alexis Ct Ste 103, Mansfield, TX 76063 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Mansfield | TX | 04/2016 | 09/2021 |
| Lpl Financial | Mansfield | TX | 09/2021 | Present |
1) 9/2021 - Non-Variable Insurance - Guy Rodgers - Investment Related - 1% - Mansfield, TX 76063 2)9/2021 - Real Estate Rental - GKR HOLDINGS, LLC - Investment Related - 1% - 1101 Appleton Dr Mansfield, TX 76063,1141 Pheasant Dr Midlothian, TX 76065,1418 Teal Way Midlothian, TX 76065,611 Saint Eric Dr Mansfield, TX 76063,1402 Breckenridge Rd Mansfield, TX 76063,1105 Alexis Court, Mansfield, TX 76063,1008 Muirfield Drive, Mansfield, TX 76063 3) 4/2016 - DBA for LPL Business (entity for LPL business) - Vigneto Capital - Investment Related - 1% - Mansfield, TX 76063 4) 9/2021 - DBA for LPL Business (entity for LPL business) - Guy Rodgers Private Wealth Strategies - Investment Related - 5% - Mansfield, TX 76063 ) 5/1991 - Attorney - Guy Rodgers - Not Investment Related - 1% - Mansfield, TX 76063
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-11 |
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