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Richard Keith Dressel

Morgan Stanley

Paramus, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
NJ RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Paramus NJ 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Paramus, NJ
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Paramus, NJ
  • 2005-01-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Paramus, NJ
    Paramus, NJ
  • 2003-07-01 → 2005-01-18
    Wells Fargo Clearing Services, Llc
    Paramus, NJ
  • 2002-06-19 → 2003-07-01
    Prudential Equity Group, Llc
    Paramus, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-01
S63 Uniform Securities Agent State Law Examination 2000-05-22
  • S65 Uniform Investment Adviser Law Examination
    2000-06-01
  • S63 Uniform Securities Agent State Law Examination
    2000-05-22
Other Names
  • Richard Keith Dressel
  • Keith Dressel

View on SEC IAPD

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