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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-02-13
  • TN RA
    APPROVED
    Since 2013-02-13

Branch Locations

11400 Parkside Drive Suite 200, Knoxville, TN 37934 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Knoxville TN 02/2013 Present
Previous Registrations
  • 2010-06-25 → 2013-02-13
    Morgan Keegan & Company, Llc
    Knoxville, TN
  • 2008-02-25 → 2010-06-25
    Knoxville, TN
    Knoxville, TN
    St Louis, MO
Other Businesses

(1) Name of Business: 71South Address: 2414 E Gallaher Ferry Rd., Knoxville, TN, 37932, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 11/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None, just a passive investment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-04
  • S66 Uniform Combined State Law Examination
    2008-01-04
Other Names
  • T. Michael Barnes
  • Michael Barnes
  • Thomas Michael Barnes
  • Thomas Barnes

View on SEC IAPD

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