Jacqueline Laura Carrillo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → 07/2021
  Rbc Capital Markets, Llc
  Monterey, CA
• 09/2016 → 01/2017
  Unemployed
  San Jose, CA
• 08/2021 → 09/2021
  Edward Jones
  St Louis, MO
• 12/2021 → Present
  Lpl Financial Llc
  Capitola, CA
• 12/2021 → Present
  Bay Federal Credit Union
  Capitola, CA

Previous Registrations

• 2021-08-03 → 2021-10-01
  Edward Jones
  Watsonville, CA
  St Louis, MO
• 2017-02-14 → 2021-08-10
  Rbc Capital Markets, Llc
  Monterey, CA
• 2015-01-12 → 2015-11-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Jose, CA
  Monterey, CA
• 2014-07-29 → 2014-08-21
  B|O|S
  San Francisco, CA
• 2013-09-03 → 2013-10-18
  National Planning Corporation
  Santa Cruz, CA

Other Businesses

1) 11/17/2021 - Investment Services at Bay Federal Credit Union - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start: 12/2021 2) 01/31/2026 - Back Lit People LLC - Outside/W-2 Employment - Field Team Setup / stage - Not Investment Related - Kaysville, UT - Start Date 01/27/2026 - 45 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2011-10-10