Malcolm Doak Seline

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  Rbc Capital Markets, Llc
  Davenport, IA
• 02/2018 → Present
  City National Bank
  Davenport, IA

Previous Registrations

• 2009-06-01 → 2014-11-07
  Morgan Stanley
  Davenport, IA
• 2008-01-29 → 2009-06-01
  Citigroup Global Markets Inc.
  Davenport, IA

Other Businesses

(1) MY PRIOR CO. ORIGINATE HOME LOANS ALTHOUGH THE BUSINESS CEASED OPERATIONS IN AUGUST 2007 I AM STILL LIST AS A PART OWNER 9/5% AND I AM LISTED ON THE BOARD OF DIRECTORS. THE BUSINESS IS INVOLVENT AND I DO NOT WORK FOR THE BUINESS AND DO NOT INTEND TO DO ANY WORK. I TERMINTED RESIGNED FROM ORIGINATE HOME LOANS IN AUGUST 2007. (2) NAME OF ENTITY: ALTERNATIVES FOR THE OLDER ADULT; ADDRESS: 1803 7TH STREET, MOLINE, IL 61265; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NOT FOR PROFIT THAT SERVES LOW INCOME SENIORS IN WESTERN IL; CAPACITY: VOLUNTEER; START DATE: 01/2008; DUTIES: I VISIT CURTIS WISE WHO IS A 76 YEAR OLD SENIOR WHO IS ON SOCIAL SECURITY. I HELP PAY HIS BILLS AND BALANCE HIS CHECKBOOK MONTHLY; HOURS DEVOTED PER MONTH: .5; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: .5; (3) NAME OF ENTITY: Davenport Quaterback Club ADDRESS: Davenport Outing Club 2109 Brady Street Davenport,IA 52803 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Social Cub - University of Iowa alumni and supporters of the University of Iowa Athletics CAPACITY: Board of Directors * START DATE: 05/05/22 DUTIES: The first 3 years on the board is spent learning the ropes, no assigned responsibilities, attending board meetings and club meetings HOURS DEVOTED PER MONTH: .5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2008-01-22

Other Names

• Malcolm Doak Seline