Mary Kathleen Van Sickle

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2021-07-08

KS RA
APPROVED

Since 2021-07-08

Branch Locations

Lenexa, KS • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc.	Overland Park	KS	10/2007	01/2018
Allstate Financial Services	Lincoln	NE	01/2018	06/2021
Beautycounter	Lincoln	NE	08/2020	Present
Lpl Financial Llc	Lenexa	KS	06/2021	Present

10/2007 → 01/2018

Waddell & Reed, Inc.

Overland Park, KS
01/2018 → 06/2021

Allstate Financial Services

Lincoln, NE
08/2020 → Present

Beautycounter

Lincoln, NE
06/2021 → Present

Lpl Financial Llc

Lenexa, KS

Previous Registrations

2018-02-06 → 2021-06-21

Allstate Financial Advisors, Llc

Lincoln, NE
2012-01-31 → 2018-01-19

Waddell & Reed

Overland Park, KS

Other Businesses

1. 11/09/2021 - Beautycounter - Not Investment Related - 1733 Ocean Avenue, Suite 400, Santa Monica, CA 90401 - Outside/W-2 Employment - Start Date: 08/13/2020 - 2 Hours Per Month/0 Hours During Securities Trading - Consultant for Beauty Products.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-01-30

S66 Uniform Combined State Law Examination

2012-01-30

Other Names

Mary Kathleen O'MAlley
Mary Kate Van Sickle

View on SEC IAPD