Brian Scott Whatley

Current Employers

Employment History

• 08/2015 → 03/2018
  Fisher Investments
  Camas, WA
• 03/2018 → 04/2026
  Wells Fargo Clearing Services, Llc
  Denver, CO
• 04/2026 → Present
  Lpl Financial Llc
  Englewood, CO

Previous Registrations

• 2018-04-20 → 2026-05-05
  Wells Fargo Clearing Services, Llc
  Fort Collins, CO
  Denver, CO
  Denver, CO
  Denver, CO
  Westminster, CO
  Denver, CO
  Denver, CO
• 2015-08-05 → 2018-03-20
  Fisher Investments
  Plano, TX
• 2014-06-04 → 2015-04-08
  Personal Capital Advisors Corporation
  Denver, CO
• 2013-02-13 → 2014-05-28
  Wells Fargo Clearing Services, Llc
  Louisville, CO
  Denver, CO
• 2010-12-07 → 2013-02-06
  U.S. Bancorp Investments, Inc.
  Golden, CO
  Evergreen, CO
  Granby, CO
  Vail, CO
  Gypsum, CO
  Avon, CO
  Edwards, CO
  Vail, CO
  Dillon, CO
  Breckenridge, CO
  Frisco, CO
• 2008-02-05 → 2010-12-13
  Wells Fargo Investments, Llc
  Arvada, CO
  Golden, CO
  Lakewood, CO

Other Businesses

1. 04/2026 - Cypress Peak Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 130 Hour(s) During Trading - Arvada, CO, 80002 - OBA Start Date: 04/27/2026 2. 04/2026 - 440Zeppelin Way - Rental - Real Estate Rental - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Fort Collins, CO, 80524 - OBA Start Date: 09/01/2020

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-05-31
• S66 Uniform Combined State Law Examination
  2008-02-04

Designations