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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-25
NJ RA APPROVED 2026-02-03
NY RA APPROVED 2021-06-29
  • TX RA
    APPROVED
    Since 2026-03-25
  • NJ RA
    APPROVED
    Since 2026-02-03
  • NY RA
    APPROVED
    Since 2021-06-29

Branch Locations

370 Lexington Avenue Suite 806, New York, NY 10017 • United States

6 Gordon Avenue, Lawrenceville, NJ 08648 • United States

10 Cuttermill Road Suite 302, Great Neck, NY 11021 • United States

Commack, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paris International Corp Great Neck NY 07/2010 Present
National Planning Corporation Great Neck NY 04/2011 10/2017
Commonwealth Financial Network Waltham MA 10/2017 Present
  • 07/2010 → Present
    Paris International Corp
    Great Neck, NY
  • 04/2011 → 10/2017
    National Planning Corporation
    Great Neck, NY
  • 10/2017 → Present
    Waltham, MA
Previous Registrations
  • 2014-07-03 → 2017-10-16
    National Planning Corporation
    Great Neck, NY
Other Businesses

Fixed insurance sales; Located at 10 Cuttermill Road, Suite 302, Great Neck, NY 11021; As of 10/16/2017; Approximately 10% Time spent during securities trading hours per month; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-27
  • S66 Uniform Combined State Law Examination
    2012-12-27
Designations
Other Names
  • Paul Y Kim

View on SEC IAPD

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