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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-07 |
Branch Locations
18 Division Street, Ste 305, Saratoga Springs, NY 12866 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Queensbury | NY | 01/2011 | Present |
| Saratoga Financial Services | Saratoga Springs | NY | 07/2014 | Present |
(1) 08/13/2014: No Business Name - DBA for LPL Business (entity for LPL business) - Saratoga Financial Services - INV REL - At Reported Business Location(s) (2) 06/23/2016: NYS Notary - Notary - NOT INV REL - Start 07/01/2014 - 18 Division St Ste 305 Saratoga Springs NY 12866 - Notarize Documents when necessary - 1 Hr/Mo; 1 Hours During Securities Trading - notary public
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-25 |
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