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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-04 |
| HI | RA | APPROVED | 2010-11-01 |
Branch Locations
815 University Avenue, Sacramento, CA 95825 • United States
Granity Bay, CA • United States
700 Bishop Street, Ste 2100, Honolulu, HI 96813 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Honolulu | HI | 10/2010 | Present |
1. 11/19/2010 - Barrett Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-03 |
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