Kevin L Wamsley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-11-08
VA	RA	APPROVED	2008-04-03

TX RA
APPROVED_RES

Since 2017-11-08
VA RA
APPROVED

Since 2008-04-03

Branch Locations

Hamilton, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Hamilton	VA	11/2007	Present

11/2007 → Present

Lpl Financial Llc

Hamilton, VA

Other Businesses

1. 10/21/2013 - NO BUSINESS NAME - Not Investment Related - Other-Notary - Time Spent 0%. 2. 06/12/2023 - Distinctive Referral LLC - Investment Related - 6846 Elm Street, Mclean, Virginia 22101 - Mortgage/Real Estate Services - Real Estate Individual - Start Date 06/02/2023 - 1 Hour Per Month/ 0 Hours During Securities Trading 3. 11/10/2023 - Main Street Home Loans LLC - Mortgage/Real Estate Services - Agent - Investment Related - 19775 Belmont Executive Plaza #350, Ashburn Virginia 20147 - Start Date 11/01/2023 - 1 Hour Per Month/ During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-04-02
S63	Uniform Securities Agent State Law Examination	2008-03-17

S65 Uniform Investment Adviser Law Examination

2008-04-02
S63 Uniform Securities Agent State Law Examination

2008-03-17

View on SEC IAPD