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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-02
MO RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2024-02-02
  • MO RA
    APPROVED
    Since 2023-08-10

Branch Locations

1855 South Ingram Rd Suite 202, Springfield, MO 65804 • United States

5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 01/2008 08/2023
Renaissance Financial St. Louis MO 10/2007 Present
Cetera Wealth Services, Llc St. Louis MO 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2008 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 10/2007 → Present
    Renaissance Financial
    St. Louis, MO
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    St. Louis, MO
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2008-06-16 → 2023-08-10
    Securian Financial Services, Inc.
    St. Louis, MO
    St. Paul, MN
Other Businesses

1. LEESHORE, LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/23/2020 ADDRESS: 9157 Park Haven Ln, Saint Louis MO 63126, United States DESCRIPTION: This is an LLC formed with my family for one residential real estate property. The members are my siblings and their spouses. We each contributed $1. My parents are financing the property over 30 years. 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: October 2007 POSITION/TITLE/RELATIONSHIP: Principle APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-03
  • S66 Uniform Combined State Law Examination
    2008-06-03
Other Names
  • Christine Marie Morgenthaler
  • Christine Marie Fitzmaurice

View on SEC IAPD

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