Michael Thomas Rossman

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2025-03-06

MA RA
APPROVED

Since 2025-03-06

Branch Locations

2 Lakeshore Center Second Floor, Bridgewater, MA 02324 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Bridgewater	MA	10/2011	Present
Nylife Securities Llc	Bridgewater	MA	04/2012	Present
Eagle Strategies Llc	Bridgewater	MA	01/2025	Present

10/2011 → Present

New York Life Insurance Company

Bridgewater, MA
04/2012 → Present

Nylife Securities Llc

Bridgewater, MA
01/2025 → Present

Eagle Strategies Llc

Bridgewater, MA

Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; One Lakeshore Center, Suite 202-204, Bridgewater, MA 02324; Start Date: 08/2011; Role/Title: Insurance Broker; Investment related]

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-01-18
S63	Uniform Securities Agent State Law Examination	2007-11-16

S65 Uniform Investment Adviser Law Examination

2025-01-18
S63 Uniform Securities Agent State Law Examination

2007-11-16

Other Names

Michael Rossman
Michael T Rossman

View on SEC IAPD