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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-28
  • NY RA
    APPROVED
    Since 2026-04-28

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Chase Bank New York NY 05/2011 04/2017
J.P Morgan Securities Corp. New York NY 05/2011 04/2017
Jpmorgan Chase Bank, N.A. New York NY 12/2020 04/2026
J.P. Morgan Securities Llc New York NY 12/2020 04/2026
S&P Global New York NY 04/2017 12/2020
Wells Fargo Bank New York NY 04/2026 Present
Wells Fargo Clearing Services New York NY 04/2026 Present
  • 05/2011 → 04/2017
    J.P Morgan Chase Bank
    New York, NY
  • 05/2011 → 04/2017
    J.P Morgan Securities Corp.
    New York, NY
  • 12/2020 → 04/2026
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 12/2020 → 04/2026
    New York, NY
  • 04/2017 → 12/2020
    S&P Global
    New York, NY
  • 04/2026 → Present
    Wells Fargo Bank
    New York, NY
  • 04/2026 → Present
    Wells Fargo Clearing Services
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-11
S63 Uniform Securities Agent State Law Examination 2011-03-29
  • S66 Uniform Combined State Law Examination
    2021-10-11
  • S63 Uniform Securities Agent State Law Examination
    2011-03-29
Other Names
  • Shwayta Jethani
  • Tina Jethani

View on SEC IAPD

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