Jose Ignacio Marques

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 01/2025
  Fidelity Investments
  Tampa, FL
• 07/2018 → 12/2024
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 01/2025 → 03/2025
  Osaic Wealth Inc
  Tallahassee, FL
• 05/2025 → 10/2025
  Massmutual
  Springfield, MA
• 06/2025 → 10/2025
  Mml Investors Services, Llc
  Tallahassee, FL
• 09/2015 → 12/2024
  Fidelity Brokerage Services Llc
  Boston, MA
• 09/2015 → 07/2018
  Strategic Advisers Llc
  Tampa, FL
• 09/2025 → Present
  Mai Capital Management, Llc
  Cleveland, OH

Previous Registrations

• 2025-06-16 → 2025-10-03
  Mml Investors Services, Llc
  Springfield, MA
  Tallahassee, FL
• 2025-01-08 → 2025-04-03
  Osaic Wealth, Inc.
  Tallahassee, FL
• 2018-07-13 → 2025-01-06
  Fidelity Personal And Workplace Advisors
  Boston, MA
  Tallahassee, FL
• 2015-10-08 → 2018-07-13
  Strategic Advisers Llc
  Tampa, FL
• 2013-11-01 → 2015-09-02
  Planmember Securities Corporation
  Winter Springs, FL
  Winter Park, FL
  Tallahassee, FL
  Tallahassee, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-07-28
• S65 Uniform Investment Adviser Law Examination
  2013-10-30

Designations

• Certified Financial Planner

Other Names

• Jose Ignacio Marques Iii
• Jose Ignacio Marques
• Jose Ignacio Marques