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Sharilynn Gates

Wells Fargo Clearing Services, LLC

Forth Worth, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-07-27
  • TX RA
    APPROVED
    Since 2009-07-27

Branch Locations

201 Main St, Ste 1700 [Xg-Rbo], Forth Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Addison TX 07/2012 11/2016
Wells Fargo Clearing Services, Llc Addison TX 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-15
  • S66 Uniform Combined State Law Examination
    2008-12-15
Other Names
  • Sharilynn Gates Harding
  • Sharilynn Theriault
  • Sharilynn Gates Theriault
  • Sharilynn Gates

View on SEC IAPD

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