Caela M Ullmer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → Present
  Teachers Credit Union
  Granger, IN
• 02/2014 → Present
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 05/2022 → Present
  Lpl Financial Llc
  Elkhart, IN

Previous Registrations

• 2018-02-21 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Granger, IN
  South Bend, IN
  Elkhart, IN
  Granger, IN

Other Businesses

1) 05/18/2022 - TCU Wealth Management-Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2) 05/09/2023 - Everwise Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 5/21/2023 3) 05/09/2023 - Everwise Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 5/21/2023 4) 05/09/2023 - Everwise Wealth Management, Retirement & Investment - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 5/21/2023

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-02-20
• S63 Uniform Securities Agent State Law Examination
  2014-07-24

Other Names

• Caela M Ullmer
• Caela M Ullmer
• Caela M Mavracic