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5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-30 |
Branch Locations
5718 Westheimer Road Suite 1125, Houston, TX 77057 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Boston | MA | 09/2014 | 11/2018 |
| Seia Llc | Houston | TX | 06/2018 | 01/2024 |
| Royal Alliance Associates, Inc. | Houston | TX | 11/2018 | 08/2023 |
| Ses Inc. | Houston | TX | 08/2023 | 01/2024 |
| Mariner Platform Solutions | Overland Park | KS | 01/2024 | Present |
| Rolling Hills Advisors | Houston | TX | 01/2024 | Present |
Rolling Hills Advisors; investment-related; Houston, TX; offering investment advisory services through Mariner Platform Solutions; Registered Advisor; start date 1/2024; 160 hours/month during securities trading hours Insurance Sales; Investment Related; Houston, TX; selling fixed insurance products; Insurance Representative; start date 2/12/2025; 2 hours/month during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-18 |
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