Mary Lauren Santini

Employer firm

United Capital Financial Advisors CRD 134600

$24.6B regulatory AUM 160 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 08/2018
  Tfc Financial Advisors
  Conroe, TX
• 04/2013 → 08/2018
  1St Global Capital Corp.
  Conroe, TX
• 04/2013 → 08/2018
  1St Global Advisors Inc.
  Conroe, TX
• 08/2018 → Present
  United Capital Financial Advisers, Llc
  Irving, TX
• 10/2018 → 09/2020
  Cetera Advisor Networks
  Newport Beach, CA

Previous Registrations

• 2013-04-26 → 2018-08-01
  1St Global Advisors Inc
  Conroe, TX
• 2010-10-11 → 2013-04-17
  Ameriprise Financial Services, Llc
  The Woodlands, TX
• 2009-10-09 → 2010-10-04
  Investment Professionals, Inc.
  San Antonio, TX
  Webster, TX
• 2009-06-08 → 2009-10-12
  Ameriprise Financial Services, Llc
  Houston, TX

Other Businesses

VINNIE AND THE MONTAGE; NOT INVESTMENT RELATED; LOCATED IN CONROE, TX; MUSIC BAND; SINGER; START DATE MARCH 2025; 4 HOURS PER MONTH; NO TIME DURING TRADING HOURS; DUTIES INCLUDE SINGING AND EQUIPMENT SETUP.

Exams

• S66 Uniform Combined State Law Examination
  2009-06-04

Other Names

• Mary Lauren Dubose
• Mary Lauren Du Bose
• Mary Lauren Du Bose