Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-01 |
| NC | RA | APPROVED | 2025-04-21 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Charlotte | NC | 11/2008 | 03/2018 |
| Jeffrey P Carlson | Charlotte | NC | 04/2009 | 07/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2016 | 03/2018 |
| Alight Solutions | Lincolnshire | IL | 07/2019 | 11/2023 |
| Alight Financial Solutions | Charlotte | NC | 07/2019 | 11/2023 |
| Mutual Of America Securities Llc | Charlotte | NC | 11/2023 | 03/2025 |
| Q3 Advisors, Llc | Marble Falls | TX | 03/2025 | 04/2025 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-09 |
Reach out to this advisor