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Capital Client Group, Inc. CRD 6247
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-06 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Investment Management Services, Llc/Pgim Investments | Newark | NJ | 04/2014 | 08/2024 |
| Capital Group / Capital Client Group, Inc. | Los Angeles | CA | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-12 |
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