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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Fort Worth | TX | 10/2007 | 12/2022 |
| Charles Schwab And Co., Inc. | Westlake | TX | 12/2022 | Present |
| Charles Schwab Bank, Ssb | Westlake | TX | 11/2023 | Present |
1) Name of Outside Business: Michaels cigars; Investment Related: No; Address of Outside Business: Keller, Texas; Nature of Outside Business: Service Industry; Position: Owner; Start Date: 2/1/2016; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Own and opperate (part time) a cigar shop in Keller texas. 2) Name of Outside Business: Cigar Department; Investment Related: No; Address of Outside Business: Fort Worth, Texas; Nature of Outside Business: Service Industry; Position: Owner; Start Date: 1/1/2018; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Sell cigars online as a hobby for a minimal profit 3) brhreptiles | Investment Related: No | Keller, TX | Type of OBA: Other - Ball Python Breeder | Owner | Start date: 12-01-2023 | Hours Per Month: Less than 20 | Hours Spent during Security Trading: 0 | Breed reptiles to sell.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-27 |
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