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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-01
  • TX RA
    APPROVED
    Since 2021-09-01

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 10/2007 12/2022
Charles Schwab And Co., Inc. Westlake TX 12/2022 Present
Charles Schwab Bank, Ssb Westlake TX 11/2023 Present
  • 10/2007 → 12/2022
    Td Ameritrade
    Fort Worth, TX
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Westlake, TX
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
Previous Registrations
  • 2021-05-07 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Southlake, TX
    Westlake, TX
  • 2013-09-18 → 2022-10-14
    Td Ameritrade, Inc.
    Fort Worth, TX
    Honolulu, HI
    Westlake, TX
    Westlake, TX
    Westlake, TX
    Fort Worth, TX
    Westlake, TX
    Westlake, TX
    Westlake, TX
  • 2013-09-18 → 2021-02-22
    Td Ameritrade Investment Management, Llc
    Honolulu, HI
    Fort Worth, TX
    Southlake, TX
Other Businesses

1) Name of Outside Business: Michaels cigars; Investment Related: No; Address of Outside Business: Keller, Texas; Nature of Outside Business: Service Industry; Position: Owner; Start Date: 2/1/2016; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Own and opperate (part time) a cigar shop in Keller texas. 2) Name of Outside Business: Cigar Department; Investment Related: No; Address of Outside Business: Fort Worth, Texas; Nature of Outside Business: Service Industry; Position: Owner; Start Date: 1/1/2018; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Sell cigars online as a hobby for a minimal profit 3) brhreptiles | Investment Related: No | Keller, TX | Type of OBA: Other - Ball Python Breeder | Owner | Start date: 12-01-2023 | Hours Per Month: Less than 20 | Hours Spent during Security Trading: 0 | Breed reptiles to sell.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-17
S63 Uniform Securities Agent State Law Examination 2008-05-27
  • S66 Uniform Combined State Law Examination
    2013-09-17
  • S63 Uniform Securities Agent State Law Examination
    2008-05-27

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