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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-16 |
| AR | RA | APPROVED | 2021-05-24 |
Branch Locations
1202 Ne Mcclain Rd. Bldg 7, Bentonville, AR 72712 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Tempe | AZ | 09/2014 | 01/2017 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 01/2017 | 04/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2021 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 04/2021, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 2) JASON JOHNSON DBA SMARTPRO FINANCIAL, 23716 WEST WATKINS STREET BUCKEYE AZ, INV REL, 05/2021, 10HR/MO 10HR/MO TRADING. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 3) FINANCIAL PEACE UNIVERSITY, Beebe AR 72012, United States, START DATE 01/2026, Class Facilitator, Volunteer, NIR, HR/MO 5, HR/MO TRADING 0 4) JAYFRA ENTERPRISES LLC, 50 Lenderman Ln, Ward AR 72176, United States, 02/24/2025, Owner, DJ, NIR, 20HR/MO 10 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-22 |
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