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Brandee Kay Hewett Shumway

Neuberger Berman Bd LLC

Scottsdale, AZ

New York, NY

CRD 5442359

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
CA RA APPROVED 2020-03-18
  • NY RA
    APPROVED
    Since 2021-03-25
  • CA RA
    APPROVED
    Since 2020-03-18

Branch Locations

Scottsdale, AZ • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Russell Financial Services Seattle WA 02/2015 03/2020
Neuberger Berman Scottsdale AZ 03/2020 Present
  • 02/2015 → 03/2020
    Russell Financial Services
    Seattle, WA
  • 03/2020 → Present
    Neuberger Berman
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-16
S63 Uniform Securities Agent State Law Examination 2007-12-04
  • S66 Uniform Combined State Law Examination
    2016-06-16
  • S63 Uniform Securities Agent State Law Examination
    2007-12-04
Other Names
  • Brandee Kay Hewett
  • Brandee Kay Hewett-Shumway
  • Brandee Hewett

View on SEC IAPD

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