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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2015-09-09 |
| MO | RA | APPROVED | 2014-09-19 |
| NJ | RA | APPROVED | 2009-10-27 |
| TX | RA | APPROVED | 2009-10-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 07/2009 | Present |
| 20521920 | Wayzata | MN | 04/2023 | Present |
I*3028271 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Summerland Key, Florida, 33042 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 01/05/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0 Duties: Sole owner rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-26 |
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