Nicholas Cabell Tower

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 04/2009 → 12/2018
  Wells Fargo Bank
  Los Angeles, CA
• 12/2018 → Present
  Bank Of America, Na
  Los Angeles, CA

Other Businesses

I*121842 For profit or not for profit: For-Profit Organization Name of outside business organization: Swan Creek Farms LLC Investment related: N Address of business: Pacific Palisades, California 90272 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 5/15/2014 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: 50% ownership in a family farm. 10 hours per year spend on reviewing crop reports, speaking with members of the hunt club, and helping to make general upkeep decisions.

Exams

• S66 Uniform Combined State Law Examination
  2019-03-22
• S63 Uniform Securities Agent State Law Examination
  2007-11-16

Other Names

• Nicholas Cabell Tower
• Nick Tower
• Nicholas Tower