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Gregory Austin Morris

Tiaa-Cref Individual & Institutional Services, LLC

Charlotte, NC

Indian Land, SC

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-14
SC RA APPROVED 2024-06-21
  • NC RA
    APPROVED
    Since 2026-01-14
  • SC RA
    APPROVED
    Since 2024-06-21

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Indian Land, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 08/2015 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 08/2015 Present
Previous Registrations
  • 2013-01-03 → 2015-09-03
    Td Ameritrade, Inc.
    Washington, DC
  • 2012-12-18 → 2015-09-03
    Td Ameritrade Investment Management, Llc
    Washington, DC
  • 2012-06-01 → 2013-01-11
    Proshare Advisors Llc
    Bethesda, MD
  • 2010-07-08 → 2011-09-09
    Morgan Stanley
    Baltimore, MD
  • 2009-08-27 → 2010-06-21
    M&T Securities, Inc.
    Severna Park, MD
    Gambrills, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-08-22
S63 Uniform Securities Agent State Law Examination 2008-02-11
  • S65 Uniform Investment Adviser Law Examination
    2009-08-22
  • S63 Uniform Securities Agent State Law Examination
    2008-02-11
Other Names
  • Austin Morris

View on SEC IAPD

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