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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-18
NE RA APPROVED 2024-06-17
  • TX RA
    APPROVED_RES
    Since 2024-06-18
  • NE RA
    APPROVED
    Since 2024-06-17

Branch Locations

Papillion, NE • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. La Vista NE 10/2007 06/2024
Securities America Advisors La Vista NE 11/2014 06/2024
Kestra Investment Services, Llc Austin TX 06/2024 Present
Kestra Advisory Services, Llc Omaha NE 06/2024 Present
  • 10/2007 → 06/2024
    Securities America Inc.
    La Vista, NE
  • 11/2014 → 06/2024
    Securities America Advisors
    La Vista, NE
  • 06/2024 → Present
    Kestra Investment Services, Llc
    Austin, TX
  • 06/2024 → Present
    Omaha, NE
Previous Registrations
  • 2014-11-21 → 2024-06-06
    Securities America Advisors, Inc.
    La Vista, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-18
  • S66 Uniform Combined State Law Examination
    2014-11-18

View on SEC IAPD

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