Timothy Landon Shugrue

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 05/2017
  Advanced Financial Planning
  Arlington, TX
• 03/2017 → 05/2017
  Geneos Wealth Management, Inc.
  Arlington, TX
• 07/2016 → 11/2016
  Self Employed
  Fort Worth, TX
• 11/2016 → 03/2017
  Farmers Insurance
  Fort Worth, TX
• 06/2017 → 04/2020
  Charles Schwab & Co., Inc
  Westlake, TX
• 06/2017 → 04/2020
  Charles Schwab Bank
  Fort Worth, TX
• 04/2020 → 02/2022
  Fisher Investments
  Plano, TX
• 04/2023 → Present
  Tiaa
  Godley, TX
• 04/2023 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Godley, TX
• 02/2022 → 04/2023
  Self Employed
  Fort Worth, TX

Previous Registrations

• 2020-05-07 → 2022-02-28
  Fisher Investments
  Plano, TX
  Plano, TX
• 2017-07-10 → 2020-05-06
  Charles Schwab & Co., Inc.
  Westlake, TX
  Fort Worth, TX
  Westlake, TX
• 2011-07-20 → 2014-05-05
  Td Ameritrade, Inc.
  Fort Worth, TX
  Fort Worth, TX
  Fort Worth, TX
  Westlake, TX
• 2011-07-20 → 2014-05-05
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX
  Ft Worth, TX
• 2011-01-25 → 2011-07-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
• 2008-07-09 → 2010-12-22
  Td Ameritrade, Inc.
  Fort Worth, TX
  Fort Worth, TX
• 2008-07-09 → 2010-12-22
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-06-21
• S66 Uniform Combined State Law Examination
  2017-07-03
• S65 Uniform Investment Adviser Law Examination
  2008-07-08

Other Names

• Timothy Landon Shugrue
• Timothy Shugrue
• Timothy L Shugrue