Cesar Jesus Caram

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-08-06
MD	RA	APPROVED	2023-01-13
GA	RA	APPROVED	2018-08-30
CT	RA	APPROVED	2018-07-27
FL	RA	APPROVED	2015-11-19

KY RA
APPROVED

Since 2025-08-06
MD RA
APPROVED

Since 2023-01-13
GA RA
APPROVED

Since 2018-08-30
CT RA
APPROVED

Since 2018-07-27
FL RA
APPROVED

Since 2015-11-19

Branch Locations

5201 Waterford District Drive 8Th Floor, Miami, FL 33126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors, Inc.	Miami	FL	07/2015	Present
Agia	Houston	TX	12/2022	Present

07/2015 → Present

Valic Financial Advisors, Inc.

Miami, FL
12/2022 → Present

Agia

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-11-04

S66 Uniform Combined State Law Examination

2015-11-04

Other Names

Cesar J Caram
Cesar Caram
Cesar Caram
Cesar J Caram

View on SEC IAPD