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Anthony Joseph Cafaro

Alight Financial Advisors, LLC

Trophy Club, TX

Charlotte, NC

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Current Employers
Alight Financial Advisors, Llc

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-06-01
TX RA APPROVED 2022-06-01
  • NC RA
    APPROVED
    Since 2022-06-01
  • TX RA
    APPROVED
    Since 2022-06-01

Branch Locations

Trophy Club, TX • United States

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Group 1 Auto Euless TX 09/2016 01/2017
Unemployed Trophy Club TX 01/2017 05/2017
Td Ameritrade Fort Worth TX 05/2017 06/2018
Unmeployed Trophy Club TX 01/2016 09/2016
Td Ameritrade Southlake TX 11/2018 10/2020
Unemployed Trophy Club TX 08/2018 11/2018
Stellar Restoration Houston TX 06/2018 08/2018
Alight Financial Advisors Lincolshire IL 05/2022 Present
Unemployed Trophy Club TX 11/2020 05/2022
  • 09/2016 → 01/2017
    Group 1 Auto
    Euless, TX
  • 01/2017 → 05/2017
    Unemployed
    Trophy Club, TX
  • 05/2017 → 06/2018
    Td Ameritrade
    Fort Worth, TX
  • 01/2016 → 09/2016
    Unmeployed
    Trophy Club, TX
  • 11/2018 → 10/2020
    Td Ameritrade
    Southlake, TX
  • 08/2018 → 11/2018
    Unemployed
    Trophy Club, TX
  • 06/2018 → 08/2018
    Stellar Restoration
    Houston, TX
  • 05/2022 → Present
    Alight Financial Advisors
    Lincolshire, IL
  • 11/2020 → 05/2022
    Unemployed
    Trophy Club, TX
Previous Registrations
  • 2018-11-26 → 2020-10-27
    Td Ameritrade, Inc.
    Westlake, TX
  • 2018-11-26 → 2020-10-27
    Td Ameritrade Investment Management, Llc
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-24
S63 Uniform Securities Agent State Law Examination 2017-05-25
  • S66 Uniform Combined State Law Examination
    2018-11-24
  • S63 Uniform Securities Agent State Law Examination
    2017-05-25
Other Names
  • Anthony Joseph Cafaro
  • Anthony Joseph Cafaro
  • Anthony Joseph Cafaro
  • Anthony Cafaro

View on SEC IAPD

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