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Andrew Efren Castro

Charles Schwab & Co., Inc.

Newport Beach, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-02
CA RA APPROVED 2019-01-29
  • TX RA
    APPROVED_RES
    Since 2020-01-02
  • CA RA
    APPROVED
    Since 2019-01-29

Branch Locations

16 Corporate Plaza Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 04/2016 07/2017
Integrated Wealth Management Palm Desert CA 04/2016 07/2017
Charles Schwab & Co., Inc. Newport Beach CA 01/2019 Present
Charles Schwab Bank, Ssb Newport Beach CA 01/2019 Present
Beacon Pointe Wealth Advisors Palm Desert CA 07/2017 11/2018
Unemployed Aliso Viejo CA 11/2018 01/2019
  • 04/2016 → 07/2017
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 04/2016 → 07/2017
    Integrated Wealth Management
    Palm Desert, CA
  • 01/2019 → Present
    Charles Schwab & Co., Inc.
    Newport Beach, CA
  • 01/2019 → Present
    Charles Schwab Bank, Ssb
    Newport Beach, CA
  • 07/2017 → 11/2018
    Beacon Pointe Wealth Advisors
    Palm Desert, CA
  • 11/2018 → 01/2019
    Unemployed
    Aliso Viejo, CA
Previous Registrations
Other Businesses

1) Cal Sungold Inc | Investment Related:No|82-291 Avenue 61st|Thermal|CA|92274|USA|Agriculture/Forestry/Fishing|Chief Financial Officer, Secretary|9/1/2010|Less than 20|0|None

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-27
  • S66 Uniform Combined State Law Examination
    2014-10-27
Other Names
  • Andrew E Castro

View on SEC IAPD

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Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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