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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-06-10 |
| IN | RA | APPROVED | 2024-04-01 |
| NC | RA | APPROVED | 2017-04-26 |
| MI | RA | APPROVED | 2015-08-17 |
| MO | RA | APPROVED | 2015-01-07 |
| FL | RA | APPROVED | 2015-01-05 |
| OH | RA | APPROVED | 2010-10-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Troy | OH | 06/2011 | Present |
| Park Avenue Securities Llc | Troy | OH | 06/2011 | Present |
1. Insurance Products other than Guardian-When Guardian products are not suitable for clients needs I broker them to various carriers, Start: 04/01/2010, Address: 405 Public Square, Suite 235 Troy, OH 45373, 1 bus hr per month, Investment related, 2. Treasurer and Board Member of Citizens Scholarship Fund of Troy, Ohio.-Keep track of expenses and donations within in the 501 c 3 org, Start: 02/25/2013, Address: 705 Lincolnshire Dr. Troy, OH 45373, 2 non bus hrs per month, Not investment related, 3. The Allen Financial Group, LLC-Operating LLC of my regular business activities, Start: 08/08/2011, Address: 405 Public Square, Suite 235, Troy, Ohio 45373, 0 hrs per month, Investment related, 4. Mark & Kay Allen Revocable Trust-Executor on parents trust, Start: 03/14/2019, Address: 221 Finsbury Lane, Troy, OH 45373, 1 hour per month, 0 during securities trading hours, Not investment related, 5. ZGA Holdings LLC-Sole member LLC which owns the building, Start: 09/28/2021, Address: 80 S Plum St Troy Ohio 45373, 1 total hour per month 1 during securities trading hours, Investment related, No annual compensation, 6. Emcee of annual dinner for Big Brothers, Big Sisters, Start: 05/14/2025, Address: N/A, 1 total hour per month; 0 during securities trading hours, Not Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-13 |
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