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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-15
  • TX RA
    APPROVED_RES
    Since 2023-12-15

Branch Locations

50 Rowes Wharf Floor 03, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Boston MA 10/2007 02/2018
Jpmorgan Chase Bank, N.A. Boston MA 02/2018 Present
J.P. Morgan Securities Llc Boston MA 02/2018 Present
  • 10/2007 → 02/2018
    Ubs Financial Services, Inc.
    Boston, MA
  • 02/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Boston, MA
  • 02/2018 → Present
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-24
  • S66 Uniform Combined State Law Examination
    2008-03-24
Other Names
  • Nicholas Petri
  • Nick Petri

View on SEC IAPD

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