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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-03
CA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2021-02-03
  • CA RA
    APPROVED
    Since 2017-03-25

Branch Locations

6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States

1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States

Alameda, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities,Inc. San Jose CA 10/2007 03/2017
Massachusetts Mutual Life Insurance Company Pleasanton CA 07/2016 Present
Mml Investors Services, Llc Pleasanton CA 03/2017 Present
  • 10/2007 → 03/2017
    Metlife Securities,Inc.
    San Jose, CA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Pleasanton, CA
  • 03/2017 → Present
    Pleasanton, CA
Previous Registrations
  • 2008-03-11 → 2017-03-25
    Msi Financial Services, Inc.
    San Jose, CA
    Walnut Creek, CA
    San Ramon, CA
Other Businesses

NAME: FRANKLIN PARK WEALTH MANAGEMENT INV REL: Y ADD: RESIDENTIAL NATURE: CREATED CORP TO DEPOSIT INVESTMENT ADVISORY FEES POSITON: CEO/OWNER START DATE: 1/9/2023 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 40 DUTIES: MANAGING INVESTMENT ADVISORY CLIENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-06
  • S66 Uniform Combined State Law Examination
    2008-02-06
Other Names
  • Craig Bonnifield

View on SEC IAPD

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