Charles W. Turner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Miami, FL
• 11/2016 → 04/2018
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 04/2018 → Present
  Lpl Financial Llc
  Miami, FL

Previous Registrations

• 2003-07-01 → 2018-05-03
  Wells Fargo Clearing Services, Llc
  Miami, FL
  Miami, FL
  Aventura, FL
  Miami, FL
• 2000-05-17 → 2003-07-01
  Prudential Equity Group, Llc
  Durham, NC

Other Businesses

1. 09/24/2019 - DBA:Turner Investment Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/01/2019 - 160 hrs/mo - 160 hrs during trading. 2. 12/9/2022 - Sharon M Turner 2022 Irrevocable Tr DTD 07/01/2022 - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Trustee - Start Date - 11/22/2022 - 1 Hours Per Month/0 Hours During Securities Trading. 3. 06/03/2025 - Boondoggle II LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:05/01/2019 - 1 Hrs/Mth - 0 Hrs During Trading. 4. 06/03/2025 -Estate of James Clark Turner - Not Investment Related -Act in a Fiduciary Capacity - At Reported Business Location(s) - Start Date: 08/25/2023 - 10 Hrs/Mth - 5 Hrs During Trading. 5. 06/03/2025 - Wogan Real Estate LLC - Not Investment Related -other - business owner - At Reported Business Location(s) - Start Date:08/09/2024 - 1 Hrs/Mth - 0 Hrs During Trading. 6. 06/03/2025 - Boondoggle III LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:07/07/2023 - 1 Hrs/Mth - 0 Hrs During Trading. 7. 12/08/2025 - James Clark Turner Tr UW FBO Kolton Quinn Turner - Act in a Fiduciary Capacity - Home Based - Start Date 11/19/2025 - 1 hour per month/ 0 hours during trading 8. 12/08/2025 - James Clark Turner Tr UW FBO Kolton Quinn Turner - Act in a Fiduciary Capacity - Home Based - Start Date 11/19/2025 - 1 hour per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-06
• S63 Uniform Securities Agent State Law Examination
  2000-05-22

Other Names

• Chad W Turner