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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-01-07 |
| NC | RA | APPROVED | 2025-12-19 |
| TX | RA | APPROVED | 2025-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2015 | 12/2022 |
| Amazon | Concord | NC | 10/2019 | 01/2020 |
| Self-Employed | Fort Mill | SC | 01/2020 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 12/2022 | 08/2025 |
| Thomas Edison State University | Charlotte | NC | 01/2021 | 10/2024 |
| Bank Of America, N.A. | Charlotte | NC | 12/2022 | 08/2025 |
| The Vanguard Group, Inc. | Charlotte | NC | 11/2025 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 11/2025 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-28 |
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