Megan Ann Duarte

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 03/2020
  Ameriprise Financial Services, Inc.
  Santa Maria, CA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Santa Maria, CA

Other Businesses

Board of Directors; Be Strong Your Loved; Treasurer; Po box 9405, , Santa Maria, CA, 93456; Not Investment-Related; 08/01/2021; 1 to 9 hours per month; 0 during trading hours / Tolosa Childrens Dental Center; Secretary/Treasurer; 717 Walnut Drive, , Paso Robles, CA, 93446; Not Investment-Related; 04/12/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Revival Tabernacle; Treasurer; 105 South Broadway, , Santa Maria, CA, 93455; Not Investment-Related; 01/01/2012; 1 to 9 hours per month; 0 during trading hours. Outside Employment; United Pentecostal Church International DBA Revival Tabernacle of Santa Maria; Treasurer - Treasurer, completing deposits and maintain donation logs; ; 105 South Broadway, , Santa Maria, CA, 93455; Investment-Related; 01/01/2012; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2019-02-23

Other Names

• Megan Ann Dworaczyk