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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-07 |
| CA | RA | APPROVED | 2019-07-25 |
Branch Locations
2605 S Miller St Ste 104, Santa Maria, CA 93455 • United States
Santa Maria, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Santa Maria | CA | 10/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Santa Maria | CA | 03/2020 | Present |
Board of Directors; Be Strong Your Loved; Treasurer; Po box 9405, , Santa Maria, CA, 93456; Not Investment-Related; 08/01/2021; 1 to 9 hours per month; 0 during trading hours / Tolosa Childrens Dental Center; Secretary/Treasurer; 717 Walnut Drive, , Paso Robles, CA, 93446; Not Investment-Related; 04/12/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Revival Tabernacle; Treasurer; 105 South Broadway, , Santa Maria, CA, 93455; Not Investment-Related; 01/01/2012; 1 to 9 hours per month; 0 during trading hours. Outside Employment; United Pentecostal Church International DBA Revival Tabernacle of Santa Maria; Treasurer - Treasurer, completing deposits and maintain donation logs; ; 105 South Broadway, , Santa Maria, CA, 93455; Investment-Related; 01/01/2012; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-23 |
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